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Secondary Transfer Restrictions

Founders are prohibited from selling any shares in a secondary transaction without majority investor consent — even small amounts for personal liquidity.

Why it matters

There is a real tension here. Investors want founders fully aligned, no early exits. Founders, especially those who've spent years on below-market salary, occasionally need liquidity for life events — buying a home, paying medical bills, family obligations. A blanket prohibition forces founders to choose between staying broke and asking for an investor consent that's politically expensive. Most top-tier US firms now allow modest secondary at Series B+ as a retention tool. Blanket bans at Series A are a control instrument.

How to negotiate

Allow modest founder secondary by right after a defined holding period (e.g. up to 5% of vested holdings per year after the second anniversary of the round, capped at $X per year). Subject larger secondaries to investor consent. Ensure family transfers, estate-planning vehicles, and charitable donations are explicitly carved out. Build in an automatic right to participate in any company-led tender.

Example language

How this clause typically appears in a term sheet. Read it carefully — predatory language is often buried in routine paragraphs.

No Founder may transfer any shares of Common Stock without the prior written consent of the holders of a majority of the Series Preferred. The foregoing restriction shall apply to all transfers, regardless of size or counterparty.
A NOTE ON THIS GUIDANCE

TURNSHEET provides intelligence, not legal advice. This page describes typical market behaviour and common negotiation tactics; your specific deal may have nuances that change the analysis. Always review your term sheet with qualified legal counsel before signing.

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